IEASA Webinar - How to report to the FIC and Compliance officers’ tasks - 13 November 2024

Wed Nov 13, 10:00 - Wed Nov 13, 12:00

Online Webinar Session

ABOUT


IEASA Webinar - How to report to the FIC and Compliance officers’ tasks


Presenter: Koti Steynberg 

Host: Annette Evans

 

This session focuses on the obligation to report to the FIC. Everything management and the FIC Compliance Officer should know.


Reporting

  • Timeframes
  • Types
  • Information required for reporting
  • How to submit via goAML
  • Activity Reports vs Transaction Reports


GoAML and company details with the FIC

  • Steps of the process
  • Documentation
  • Online navigation
  • Keeping record


FATF Recommendations

  • 20 – Reporting of suspicious transactions 
  • 21 – Tipping off and confidentiality


Directive 3

  • Failed to report or report in time– WHAT TO DO


Reactive reporting


Lifecycle of reporting


Common reporting errors


Development and implementation of your RMCP

  • Reporting


Online navigation

  • Drafted reports
  • Submitted reports
  • Remediation of rejected reports
  • Dashboard


Record keeping

  • Steps of the process
  • Documentation
  • Keeping record


CRC guide (Directive 6)

  • Steps of the process
  • Documentation
  • Online navigation
  • Keeping record

 

Date:  Wednesday 13 November 2024

Time:   10h00 - 12h00

Cost:  R250 IEASA Members /  R300 Non-Members

Location: Online via Zoom


Certificate of Attendance will be issued